An unethical practice employed by some brokers to increase their commissions by excessively trading in a client's account 证券经纪通过为客户进行过多买卖而增加佣金的不道德行为
指证券行各部门严格分工保密,防止企业顾问部门取得的内幕资料涉漏到投资交易部门 A slang term for the division within a brokerage firm that prevents insider information from being handed out by corporate advisers to invest...
This is the senior manager whose responsibility it is to manage the day-to-day operations of the company and then report this to the CEO.
负责管理整家公司财务活动的高级管理人员,职责包括签署支票、监督现金流及财务规划 This is the senior manager who is responsible for overseeing the financial activities of an entire company. This includes signing checks, mo...
负责管理整家公司活动的高级管理人员 This is the senior manager who is responsible for overseeing the activities of an entire company.
投资者挑选其他投资组合中表现良好、并预期会继续表现良好的投资 有关破产诉讼,法庭承认对破产公司有利的合约,宣告不利的合约无效 The act of investors choosing investments that have performed well within another portfolio in anticipation that the ...
投资管理及研究协会(Assoication for Investment Management and Research) 颁发的专业称号,用以证实财务分析员的实力及诚信。应考生必须通过三级考试,考核的范围包括会计、经济学、道德、货币管理及证券分析 A professional designation given by the Association for...
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3比如建了Short Call仓位,卖了以后发现有风险,想买保险,可以在空间上买,也可以在时间上买。比如卖一个月的Call,可以买个三个月Call的保险,如果遇到突然的大涨,亏损有底线,也不会把卖Call积攒的利润全耗费掉。这个月卖的到期了,可以滚动再卖,一个三个月Call的保险能用3个月。 卖方策略的动态观点变化,有三种: 第一种加仓,看起来有风险但风险可控...
2举个例子,Long Call是表达强烈看多的观点,买到的是无限的上涨时的盈利能力,但实际上一定时间内也不可能无限上涨,我们也不需要无限的上涨时的盈利能力,所以可以选择在某个我们认为一段时间内达到概率不大的价位,把这个价位之上的盈利能力卖掉,降低成本,增加盈亏比。 比如做牛市价差,入场后比预想的涨的猛,Long Call这条腿浮盈了,Short Call浮亏了...